1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder ADVANCED POLYMER SYSTEMS, INC. 3696 Haven Avenue, Redwood City, CA 94083 Issuer's telephone number, including area code (415) 366-2626 I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security: Common Stock 2. Number of shares outstanding before the change: 16,703,017 3. Number of shares outstanding after the change: 17,800,728 4. Effective date of change: 3/26/96 5. Method of change: Private Placement and Acquisition Specific method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) ___________________ Give brief description of transaction: Private Placement II. CHANGE IN NAME OF ISSUER 1. Name prior to change ______________________________________________________ 2. Name after change _________________________________________________________ 3. Effective date of charter amendment changing name _________________________ 4. Date of shareholder approval of change, if required _______________________ Date March 27, 1996 /s/ Michael O'Connell, Chief Financial Officer